This extensive network of independent brokers throughout the region contributed to the successful procurement of over 140 new lease transactions filling 337M square feet and generating over $4M in annual revenue. This could be detrimental to a client during down markets. Ms. George earned a bachelors degree in Economics from Vanderbilt University and an MBA from The Marshall School of Business from the University of Southern California. Bill has been quoted in publications including The New York Times, Money Magazine, USA Today, The Wall Street Journal and The Dallas Morning News, among others. This arrangement creates a conflict where the firm and its representatives may be motivated to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. The SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. What does this mean and why is this important? As CEO of Parkside Credit Union ($80 million in Assets), I oversee a compliment of 5 managers, 30 employees and 2 branch locations. The SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of its rules. While Carter Financial advises clients across a variety of portfolio sizes, the average client balance is currently $1.3 million. Prior to joining Carter Funds in 2021, he worked as Regional Vice President for Howard Capital Management selling ETFs, Mutual Funds, SMAs and SDBAs in the West Coast Territory. Does your firm recommend securities that it or its affiliates underwrite, or in which it serves as general or managing partner? Strong finance professional with a Master of Business Administration - MBA focused in Finance from Southern New . These commissions may be earned from the sale of investment or insurance products and are paid by the companies providing the products being sold. Blake Levit joins the company as vice president and internal sales director. Firm or related person receives soft-dollar benefits in connection with client securities transactions. Prior to joining our advisor, Mr. Guard was Senior Vice President, Finance, of Uniti Fiber LLC from September 2016 through November 2017 where he led the accounting, finance and contracts administration teams. This situation may lead the firm or a related person to recommend proprietary investments and products that could generate larger commissions than other similar non-proprietary products. Any data inaccuracies, please contact our team. Daffan Nettle J.P. Morgan . A diversified real estate investment trust that, through its subsidiaries, owns a portfolio of multifamily, office and retail properties. LA Jolla, CA 92037. The Texas A&M financial planning program got its start thanks to Bill Carter '69 of Carter Financial Management. Be the first to review! From 2014-2019, Mr. Evans served as Senior Vice President of the Southern Region at Preferred Capital Securities (PAC) where he managed sales of PAC preferred stock offerings to Independent Broker Dealers and RIA channels. Firm can legally elect to accept commissions for their investment advisory services. Please contact the firm for further information. Carter Financial manages $239.1 million and provides investment advisory services for 188 clients (1:63 advisor/client ratio). He was inducted into the Texas A&M University Cadet Hall of Honor in 2009 and was named Texas A&M University College of . Investment advisory services offered through Carter Financial Group, Inc., an SEC registered investment adviser. Prior to the merger with Carter & Associates, Ms. Drummond was with Newport Partners LLC since July 1996, serving as its Controller. Mr. Babcock graduated cum laude with a bachelors degree in international management and Japanese studies from Gustavus Adolphus College in St. Peter, Minnesota. Many individuals confuse financial planning with general savings and. Does your firm, or anyone associated with the firm, practice as a law firm? How does your firm mitigate conflicts that arise from managing accounts with differing fee structures? Mr. Guard has 30 years of experience in accounting and financial reporting, corporate finance, capital markets, and capital planning. Prior to Place Properties, Ms. Pfeifer was an Owner, Executive Vice President and Chief Financial Officer at Carter & Associates, L.L.C, a full service commercial real estate development, brokerage and management company. Checks take place monthly. He also served as Executive Chairman of the Sponsor, Carter Validus. He began his career with New York Life and earned his Chartered Financial Consultant designation from the American College. Prior to joining Skyway, Mr. Shea held the title of National Accounts Manager with Megatel Capital Investment where he was responsible for supporting and expanding the companys broker-dealer network on a national level. A Self-Regulatory Organization has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. What does this mean? Prior to 2014 Mr. Evans served as the Eastern Divisional Director of American International Group (AIG), where he managed sales, marketing, training and product distribution for annuities and retail investment strategies for the companys Financial Advisor channel. Stifel is a diversified global wealth management and investment banking company focused on building . Planning for the future shouldnt rob you of the present and with the right team behind you, it doesnt have to. Zac Beckerley. Mark E. Carter is the founder and president of Financial Strategies Group. Raymond James Electronic Communications Disclaimer, 12222 Merit Drive, Suite1800 How does your firm approach insurance sales? While at Global Signal, Mr. Guard led the treasury, corporate development and contracts administration departments and was actively involved in structuring and raising $3.5 billion of CMBS and bank debt and its $145 million IPO used to finance its real estate, including the $1.3 billion acquisition of 6,600 towers from Sprint. He also brings many years of management, marketing, and brokerage experience. Some firms receive these fees as payments, which creates an incentive to promote them. Mike Khouw lays out an options risk management strategy. In addition, Mr. Gray oversaw BB&T Real Estate Fundings $800M Bridge Loan Portfolio with responsibility for administering day to day loan advances associated with the development, rehabilitation and repositioning of Retail, Office, Multi-Family and Industrial Properties as well as oversight for monitoring credit risk for transactions and enforcing loan covenants. exclusive offers, they cannot pay to alter our recommendations, advice, ratings, or any other content throughout the site. Whatever your goals, Carter planners will design a plan to get you there. Each month, the investor.com Trust algorithm downloads the latest regulatory data from the SEC IAPD database. Firm or one of its employees previously has been subject to a suspension or expulsion or other restriction of activities by a Self-Regulating Organization or commodities exchange. Karen George serves as Senior Vice President, Internal Sales Director for Carter Multifamily, primarily responsible for managing and expanding relationships with current selling group members, and developing sales operations. Investing involves risk, including the potential loss of principal. Leo J. Peters IV, is a Senior Vice President for Carter Multifamily, and is responsible for raising capital in the institutional and retail investment space in the Central South United States region. Carter Financial Management is a multi-disciplinary financial organization serving the specialized planning and financial service needs of affluent individuals, families, business owners . What conflicts do I need to be made aware of? Securities Offered through Raymond James Financial Services, Inc., member FINRA/SIPC 12222 Merit Drive, Suite 1800, Dallas, TX 75251 Carter Financial Management - Home Facebook As an industry veteran, Ms. George has previously worked with a number of financial service firms, including Atlas Resources, Wells Real Estate Funds, Lehman Brothers, and SunTrust Robinson Humphrey. AHR Financial Group. Here's how we make money. Only 20 percent of financial advisors nationwide have satisfied the rigorous requirements to become a Certified Financial Planner. Mr. Evans most recently worked as National Sales Director for ExchangeRight in Pasadena, CA from 2019 to 2021 where he managed sales and distribution for Exchange Right Essential Income Strategy (REIT) and 1031 DST tax advantage offerings in the Independent Broker Dealers and RIA channels. info@carterwealth.com. Previously Mr. Gray served as Asset Manager with Grandbridge Real Estate Capital and was responsible for the daily servicing and asset management of multifamily loans originated under FHA programs 221(d)4, 223(a)7, 232(f). Mr. Carter was a founding board member of Gulfshore Bank where he served on the board and on the loan and audit committees from August 2007 until the bank sold to Seacoast Bank in April 2017. Email: ContactUs@carterfunds.com, CARTER MULTIFAMILY Carter Financial Management. Mike Park's Phone Number and Email Last Update. Matthew Calabrese is a Senior Vice President for Carter Multifamily and is responsible for the Western US Region. Bill earned a Bachelor of Science in Agricultural Economics from Texas A&M University, where he was student body president and a distinguished military graduate. Prior to that, Ms. Sekosky Smith was Managing Director of Sponsor Relationships and Product Marketing for First Allied Securities. He helped raise almost $1 Billion in Bluerocks 1940 Act Fund, as well as over $100 Million in multiple Reg D offerings, 1031 Exchanges, and a Preferred Stock Offering. Skilled in Risk Management, Financial Analysis, Banking, and Credit Analysis. Her most recent position was as client service associate for Wealth Consulting Group, and previously was an operations reporting analyst for Kyocera America, Inc. from 2019 to 2021. Previously, Mike was a Registered Nur se at Seton Healthcare Family and also held positions at Baptist Health. 2023 Raymond James Financial Services, Inc., member, Carter Scholarship Recipient: Sarah Noor Alam. Our goal is to be a caring partner advising you with thorough planning and support across different life stages. Prior to Colonial Properties Trust, Mr. Hutchinson served as Senior Vice-President of Charlotte, North Carolina-based Summit Properties REIT from 1992 to 2004, where he led a City Team that consisted of operations, acquisitions and development activities on a portfolio exceeding 10,000 apartment homes. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. At Stifel, your Okemos financial advisor Ryan Carter, AIF believes in doing business face to face: I want to understand your unique financial objectives so that I can develop a strategy specific to your needs and long-term financial goals. How We Did It: D Magazine asked every wealth management firm and team in the Dallas-Fort Worth chapters of the Financial Planning Association and the Investment Management Consultants . 214-423-4200. Questions to ask
The firm's website is not secure by modern internet standards. Terms of Use | Disclaimers | Privacy Policy. Carter Financial Management is part of the Finance industry, and located in Texas, United States. Ms. Lim was also a virtual service consultant for LPL Financial from 2018 to 2019 and a client service analyst for Artivest from 2017 to 2018. Working toward a Series 7 license and/or CFP designation and building a financial planning practice or considering transitioning your practice to a financial planning, fee-based orientation? What does this mean and why is it important? Mr. Calabrese also served as a Corporal in the United States Marine Corps and received his Honorable Discharge from the military in 2004. Finance management is the strategic planning and managing of an individual or organization's finances to better align their financial status to their goals and objectives. How do we make money? Ms. Robinson is a seasoned commercial/multifamily professional with over 30 years of experience working for a range of recognized national and regional real estate firms. Beaird Harris Wealth Management. How do these benefits affect the firms selection of a broker-dealer partner? Colin Cronin is vice-president and co-owner of DTN Management Company. This arrangement creates a conflict where the firm and its representatives may be incentivized to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. With 13 years of experience in the financial services industry, Mr. Bullock earned his Certified Fund Specialist (CFS) designation and Certificate in Alternative Investments from the Institute of Business & Finance, and he is a level II candidate for the Chartered Alterative Investment Analyst (CAIA) designation. She also led the team of development, construction, acquisition, and property management and leasing personnel to establish and implement the strategic and tactical plans to implement their Funds investment strategies. Thats because we understand no two individuals or families share precisely the same circumstances, personalities, needs, and goals. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. E | kevin@carterfinancialgroup.com, Schedule an appointment with Kevin Carterhttps://calendly.com/kevincarter, 222 S Cook St. | Software Version: 10.3.762.50223 | Terms of Use Security Privacy Notice Disclaimer Financial Planning. He holds FINRA series, 7, 24, 63 and 79 licenses. Maintaining a high level of expertise, providing outstanding client service, a commitment to educating their clients, and giving back to the community are the closely-held values that have guided the Carter team since day one. When considering complaint information, please take into account the company's size and volume of transactions, and understand that the nature of complaints and a firm's responses to them are often more important than the number of complaints. Email:ContactUs@carterfunds.com, The value of U.S. multifamily buildings by 2022, new apartment units needed by 2030 to meet demand. Either out of curiosity or maybe even a little FOMO (Fear of Missing Out,) many people Planning for long-term care is more important than it has ever been. Firm or an advisory affiliate has previously had their authorization to act as an attorney, accountant, or federal contractor revoked or suspended. He previously worked at Northstar Securities and Independence Realty Securities, LLC from 2009 to 2017 and also served as first vice president with Inland Securities Corp. from 2004 to 2009. Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. Mr. Guard was a key executive responsible for growing, financing, managing and then successfully selling the company to Uniti Fiber. Ginnie Baker. Colin joined DTN in 2001, starting out as the director of student housing for more . Carter Multifamily Fund Management Company, LLC (CMF or the Sponsor) is focused on the acquisition of value-add multifamily real estate and the development of garden-style multifamily properties targeting a rapidly growing population of workforce renters in high-growth Southern and Mid-Atlantic U.S. markets. Please note that not all of the investments and services mentioned are available in every state. 214-363-4200 The territory includes North and South Dakota, Nebraska, Minnesota, Iowa, Wisconsin, Michigan, Ohio, Indiana, West Virginia, Illinois and Kentucky. One of her key responsibilities is to liaise with broker dealers and third-party vendors including Carter Multifamilys new transfer agent, Phoenix American, on processes for administering due diligence, offering documents and communications with the Broker Dealer community. During the period March 2012 to October 2016 he transitioned the COO responsibilities to a colleague, remained involved as a passive investor in SHS, and returned his focus to Benchmark. And capital planning advising you with thorough planning and support across different Life stages design a plan to get there! Within their applicable jurisdictions that are not addressed on this site plan to get there! 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