We believe values matter, and we live by ours every day. She strives to understand what is important to you, as a client, and engages in a process to help build personalized strategies designed to help pursue your desired destination.Gaea works with clients all over the United States, face-to-face, through phone appointments, and through web conferencing. Not all registered persons are registered as investment advisor representatives. Email: pmendenhall@uscallc.com. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. It doesn't provide financial planning services to its clients. Legacy One Financial Advisors, a Merchant Investment Management-backed registered investment advisor in Austin, Texas, is merging with the RIA unit of U.S. Capital Advisors, a hybrid firm. We utilize various techniques to suit your preferred learning style and hone in on what matters most to you when it comes to your business and future. Think you ought to have access? Ms. Sandoval has a bachelors degree from the University of Houston with a double major in business administration and management. I cant praise their team enough. He is a managing partner and board member of U.S. Capital Wealth Advisors. 3, Ste. If youre not a wealth management professional, you can find other great financial content at. U.S. Capital Advisors plans to merge its RIA business with Legacy One to create a $5.6 billion Texas RIA. Headquarters Regions Southern US. To read this article, please provide the information below so we can confirm that you work in the industry. Whether saving for retirement, planning for education, or ensuring your estate plan is in order, Legacy can help you feel confident you are on the right path. Challenge yourself with our brief quiz, "Test Your Investment IQ.". Legacy One Financial Advisors General Information. Based in Houston, Texas, with additional offices in Austin, Dallas, Georgetown and New York City, U.S. Capital Wealth Advisors is the new, fee-based, wealth management advisory platform launched in May 2021 through the strategic combination of the advisory businesses of U.S. Capital Advisors and Legacy One. Fri: By Appointment. Member FINRA/SIPC and registered investment advisor. View Location. Jon joined U.S. Capital Wealth Advisors (formerly Legacy One Financial Advisors) ; 8-3pm fri. on Monday - Friday. 3300 PGA Boulevard, Suite 605 The Legacy Financial Group philosophy of creating trusted relationships built on absolute integrity and placing the interest of their clients first could not be more accurate. This partnership allows us to combine our world-class financial advisors, and the exceptional client experience they deliver, with the proven entrepreneurial leadership, strategic guidance and resources of the DeJoria family, Merchant and Legacy One.. You can reach the main office by calling the phone number 512-342-0202 or by fax 512-342-0101. She holds FINRA Series 7, 8, 63 and 65 securities licenses, in addition to an insurance license. The combined entity will operate as U.S. Capital Wealth Advisors and manage $5.6 billion in client assets. We believe this partnership strengthens our capabilities, deepens our resources and improves our ability to serve you well for years to come. After the close of the transaction with Legacy One, U.S. Capital Advisors will continue to advise corporate, institutional and municipal clients. https://www.barrons.com/articles/merchant-backed-legacy-one-to-merge-with-usca-ria-51620940317. Trust. Palm Beach Gardens FL 33410. Additionally, Suzanne has her SHRM-CP certification. When you have questions regarding insurance, investing, retiring, saving or anything else, we are only a phone call away. About JPs Peace, Love & Happiness Foundation. He began his career at Annaly in 1995 and served there until 2014 in various roles including Head of Liabilities, Chief of Staff, Managing Director, Executive Vice President and was a member of Annalys Executive, Operations, and Risk Committees. Morningstar Institutional Equity Research. Jim was also a director of RCap Securities, a FINRA regulated broker-dealer, and Shannon Funding LLC, a warehouse lending company. 585-241-5250. We focus on three main areas when developing your coaching program: The process begins by understanding the values that are core to you and your business. representative, broker - dealer, state - or SEC - registered investment advisory firm. 1485 Monroe Avenue Rochester, NY 14618. Win whats next. I serve multi-generational families (nationally) with advice and guidance designed to help you achieve what's most important to you. He has over 33 years of experience in the financial services industry. At Legacy One Financial, we are first motivated by our vision to be your sole trusted advisor, in partnering with you to clarify your dreams, goals, and values. Please consult legal or tax professionals
Through the collective work of all those involved with USCWA, I am going to empower individuals experiencing homelessness with actionable solutions for long-term positive change. About Merchant Investment Management, LLC. Our personal approach strives to provide sound financial guidance for every transition of your life and for every generation of your family. The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. Legacy One Financial Advisors, LLC is a large advisory firm based in Austin. Willa received her B.A. Legacy One Financial Advisors, LLC is a large advisory firm based in Austin. The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: AL, AZ, CA, HI, ID, IL, OR, PA, UT, VA, and WA. Read Review. Suzanne hails from the Chicago area where she has held similar roles in the financial services industry. Securities offered through USCA Securities, LLC, member FINRA/SIPC. Welcome to Barrons Advisor! Everyone has different dreams and desires for their future and Gaea has found a passion for helping people find that link between their resources and dreams. Email: dking@uscallc.com. See how Legacy can empower you to make the transition and enjoy your retirement with clarity and peace of mind. The number of clients served by it is unknown. Working together, we will create a tailored plan to help serve your needs for today and pursue your goals for tomorrow. The team is philosophically aligned in its client-centric values and vision to empower others to realize long-term value. Her experience includes working in Chicago as an associate director and operations manager at one of the largest branches of UBS Financial Services. Phone: 512-813-1101 Ms. Palmer is an industry veteran with more than 44 years of experience in wealth management industry operations. On top of advisory services, the firm doesn't engage in other business activities. Contact us directly for more information or schedule time to meet with one of our advisors. As our Accounting and HR Manager Suzanne handles a myriad of back office tasks that allow our high-caliber advisors and staff to focus on serving our clients. 7700 Tamiami Trail NorthSuite 104Naples, FL 34108 (239) 596-7220. Gaea Verneris is a Registered Representative with and Securities and Advisory Services offered through LPL Financial, a Registered Investment Advisor. Jon Meyer serves as Chief Compliance Officer (CCO) of U.S. Capital Wealth Advisors. After moving back to Austin in 2002, Ford ran a 14-office complex of 130 retail financial advisors in Central and West Texas for Wells Fargo Advisors. Well ensure youre energized about whats next. We are an Independent, wealth management firm providing sophisticated, holistic and objective solutions for our clients. This copy is for your personal, non-commercial use only. In 2012, Ford joined US Capital Advisors. Previously, David was a managing director and head of energy infrastructure at UBS. Jons other experience includes serving as Vice President and Chief Operating Officer of Sterling Trust Company. Our content is free but available only to wealth management professionals. Youre almost done. Legacy delivers world-class, one-on-one financial advisor coaching. A former director at UBS Financial Services Inc., her background includes experience in various elements of the business, including operations, administration and compliance. As CCO of U.S. Capital Wealth Advisors, Jon is responsible for ensuring the firm stays in compliance with all the applicable regulatory requirements of the Securities and Exchange Commission as well as other relevant regulatory agencies. 2023 Legacy Financial Advisors All rights reserved. Get focused coaching custom to your learning and business needs, Work with a coach to establish your ambitions, Grow your business in the ways most important to you, Customize your development to reach your goals. Willa also serves as the Chief Operating Officer at Piton Investment Management, a SEC Registered RIA providing customized fixed income asset management. It manages $1.57 billion of regulatory assets for 2,221 client accounts. Details of the transaction were not disclosed, although a spokesperson for USCA said there was a capital transaction among the parties. Our resources cover a variety of financial topics and illustrate key financial concepts. 965 E Main StreetVentura, CA 93001Phone: (805) 330-9680Fax: (805) 830-1882Mon-Thu: 8:30 AM - 4:30 PMFri: By Appointment. One-on-one coaching gives financial advisors focused, specialist development, but it isnt ideal for everyone. Advisory Services offered through US Capital Wealth Advisors LLC (USCWA), using custody, trading and support services of Charles Schwab & Co., Inc. or Fidelity Clearing & Custody Solutions LLC (FCCS). Willa has a focus on operations, corporate communication, business development and client service. Let us help you connect your wealth with your vision by creating personalized financial life solutions for your desired destination. Together with their affiliated brokerage division and other related entities, they will manage almost $9 billion in assets, of which $5.6 billion is attributed to the RIA unit, making it one of the largest independent RIAs in Texas. We will assume the dual role of advisor and advocate. Ms. Palmer is licensed in FINRA Series 7, 8, 9, 10, 63 and 66 the NFA Securities Principle and Certification. Legacy Financial Partners Barron's generates its rankings from a formulaic analysis of surveys answered by candidates regarding assets, revenue, and quality of practice, including an advisor's regulatory and compliance record. You will experience a facilitated values exercise to determine the rules and standards by which you live. 2023 PitchBook. He oversees all business functions that provides service to the firms institutional and corporate clients and oversees the firms' alternative investments activities. Through our sister company,Legacy Financial Services, we offer full-service tax preparation services. Call us: 888.649.4591Email: grow@think-legacy.com, Full access to the Advisor Growth Journey, License to the industry-leading Qualitate software, Assessment directing you to your Journey priority, Workbooks to help facilitate your learning and implementation, Access to a library of on-demand webinars, Invitation to regular live webinars on timely topics, Access to a community of like-minded advisors, 1x Facilitated group coaching session per month, Break out sessions to learn with other advisors through application of principles learned, Follow-ups to make sure youre advancing in the Journey, Detailed discovery process to identify your priorities, Discovery report documenting your values, vision, goals, and action plan, Two 50-minute calls per month with a dedicated coach, Coaching binder including workbooks, tools, and a deck of values cards to facilitate coaching, Executive coaching for partners and/or all lead advisors and operations team members. 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